COMPLIANCE & AML OFFICER – Location – ROMANIA
(closed job)
Psihoselect performs the recruitment process for a partner company specialized in services for the following position:
COMPLIANCE & AML OFFICER
Location – REMOTE
Role: The Compliance and AML officer in a company specialized in the setup and administration of alternative investment fund (AIF) – private equity, real estate, hedge fund, debt funds, oversees the regulatory and compliance aspects overall operations and business transactions comply with all relevant legal and internal rules. The person in this role will also be responsible for providing guidance and advice regarding compliance and AML procedures.
Essential Functions:
- Responsibile of the procedure and application of the procedures of the company on fight against money laundering / terrorism financing;
- Organization of the Annual AML/CFT Training program;
- Applying Due diligence & Enhanced due diligence measures to prospective clients and investors subscribing into the AIFs (KYC);
- Record-keeping requirements;
- Controls related to targeted financial sanctions;
- AML/CFT controls on the assets / investment by the AIFs (KYT);
- Monitoring of transactions as described below;
- Monitoring Flows of transactions as described below;
- Risk based assessment AML;
- Regular review of the AML policy and procedures and make recommandation for remedy to any deficiencies in policies, procedures systems or controls and follow up those recommendation;
- Ensure that the AIFM’s AML/CFT risk management policies, risk assessment profile and their application are adequately documented;
- Establishment and maintain appropriate risk-base monitoring process that are proportionate to the scale, nature and complexity of the AIF’s operation;
- Registration of the suspicious declarations;
- Regular review of the effectiveness of money laundering compliance policies and procedure;
- To follow and organise regular AML/CFT trainings for the staff;
- Establishment of periodic AML report to be provided to the board of managers of the AIFs.
Qualifications, Knowledge, Skills and Abilities required:
- + 5 years relevant working experience in multicultural environment;
- + 2 years previous experience in Compliance & AML roles;
- Proven success in the risk management field;
- Strong working knowledge of legal requirements and controls especially in relation to Compliance and AML or data protection;
- Bachelor’s degree in economics, finance, law, additional studies, postgraduate level;
- Fluent in English, both orally and in writing;
- Fluency in financial industry practices and professional standards;
- Integrity and commitment to professional ethics;
- Excellent collaborative teamwork skills;
- Attention to detail and strategic thinking style;
- Familiarity with all phases of development and implementation of an effective legal compliance program;
- Strategic development skills needed to create reliable internal controls and monitor adherence to those objectives;
- Excellent written and verbal communication skills needed to draft and revise policies and procedures;
- Critical thinking and attention to detail needed to evaluate business activities and assess compliance risks;
- Ability to collaborate with outside professionals and officials of regulatory bodies, including external auditors;
- Solid understanding of what is needed to form critical plans to manage crisis events or compliance violations, should they ever occur;
- Commitment to continued learning, remaining well-informed regarding internal standards, regulatory statutes and business goals;
- Strong interpersonal skills, ability to communicate and manage well at all levels of the organization;
- Strong problem solving and ability to make decisions based on accurate and timely analysis;
- Positive result driven and hands on attitude;
- Advanced computer skills.
Psihoselect Team
E-mail: recrutare@psihoselect.ro
Mobile: 0746 188 012